{ "question_text": "Upon receipt of a National Security Letter, what is the first action you must take before doing anything else?", "options": [ "Escalate to counsel immediately", "Log the receipt in the standard law enforcement contact log", "Compile all responsive records and hold them pending further instruction", "Notify FinCEN that an NSL has been received" ], "correct_answer": "Escalate to counsel immediately", "correct_response": "An NSL must be escalated to counsel immediately before any other action. NSLs carry statutory non-disclosure obligations that counsel must manage before the response can proceed.", "incorrect_response": "The correct first action is to escalate to counsel immediately — before logging, compiling records, or notifying any agency. Counsel must manage the NSL's statutory non-disclosure obligations before any other steps can proceed.", "unsure_response": null, "question_bank": [ { "question_text": "You receive a subpoena with a return date that is 7 business days away. What action does this trigger?", "options": [ "Notify counsel immediately due to the short return date", "Begin compiling responsive documents and produce them by the return date", "Request a 10-business-day extension from the issuing court", "Log the receipt and await further instructions before proceeding" ], "correct_answer": "Notify counsel immediately due to the short return date", "correct_response": "Counsel must be notified when a subpoena's return date is fewer than 10 business days away. A 7-day return date falls within this threshold and requires immediate counsel involvement before proceeding.", "incorrect_response": "The correct answer is to notify counsel immediately. A return date of fewer than 10 business days is one of two conditions that require mandatory counsel notification — the other being an ambiguous scope. You must not compile and produce documents without counsel when this threshold is triggered.", "unsure_response": null }, { "question_text": "Law enforcement presents a grand jury subpoena requesting all records associated with a specific customer, including any SAR filings. How must you handle the SAR portion of this request?", "options": [ "Exclude all SAR and SAR-related information from the production — SAR disclosure is prohibited regardless of the legal process received", "Produce SAR records in response to a grand jury subpoena since grand jury process supersedes the confidentiality rule", "Notify FinCEN and await their authorization before deciding whether to include or exclude SAR records", "Withhold SAR records pending counsel review and note the withholding in the production" ], "correct_answer": "Exclude all SAR and SAR-related information from the production — SAR disclosure is prohibited regardless of the legal process received", "correct_response": "SAR disclosure is prohibited by federal law regardless of the form of legal process received. Underlying transaction records may be produced separately — but the SAR itself and any SAR-related information must always be excluded.", "incorrect_response": "The correct answer is to exclude all SAR and SAR-related information. Federal law prohibits SAR disclosure regardless of whether the request arrives through a grand jury subpoena, civil subpoena, or informal request. Underlying transaction records are legally separate and may be produced without disclosing SAR filing status.", "unsure_response": null } ], "enrichment_content": "

NSL handling requires counsel first: Unlike subpoenas, a National Security Letter must be escalated to counsel before any other action — including logging in the standard contact log, compiling records, or notifying other agencies.

" }